Visualizing the Topology of 2X2 Games: From Prisoner’s Dilemma to Win-winInternational Conference on Game
Theory, Stony Brook, NY, July 11 - 15, 2011
As a tool for
institutional analysis and design, this paper
presents additional visualizations of Robinson and
Goforth’s topology of ordinal 2x2 games linked by
swaps in adjoining payoffs, in a modified, more
accessible version of their “periodic table”
display, including a complete set of game families
and common names. The visualizations show the
elegant arrangement of game properties in the
topology, and locate Prisoner’s Dilemma and other
games most studied by game theory research within
the full set of strict ordinal 2x2 games, which
are mostly asymmetric, mostly with mixed
interests, and a fourth of which have win-win
equilibria. Additional families of games,
categorized by payoffs at Nash Equilibria,
illustrate further order in the topology. The
topology provides a framework for index numbers
and common names to identify similar and related
games, which could contribute to cumulative
research and understanding of relationships among
2x2 games. For the design of institutional
mechanisms, visualization of the topology can help
to understand re-alignments of incentive
structures that might be reached through
negotiation, side payments, or changes in
information, technology, preferences, or rules;
mapping potential transformations into the
adjacent possible.
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Switching
Games:
Visualizing
the
Adjacent
Possible
in the Topology of Two-person Two-strategy Games
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Informing
and Enabling Local Ground Water Governance for
Yemen
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Design
Patterns
for
Customizing Irrigation Governance
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Transmuting Samaritan's Dilemmas in Irrigation Aid: An Application of the Topology of 2X2 GamesInternational
Association for the Study of Commons North
American Meeting. Tempe AZ, September 30-October
2, 2010
Aid risks
discouraging or 'crowding out' local effort in
commons such as irrigation systems, posing
problems for international development programs,
including attempts to promote participatory
irrigation management (PIM) and irrigation
management transfer (IMT). James Buchanan used
game theory models to analyze structures of
payoffs and preferences that create what he named
Samaritan’s Dilemmas. The topology of 2x2 ordinal
games developed by Robinson and Goforth offers a
useful tool for examining the relationship between
Samaritan’s Dilemmas and other problems of
collective action, and the potential for
institutional solutions through changing payoffs.
In the case of irrigation aid, switches in payoffs
that realign incentives to favor joint
investments, and thereby transmute Samaritan's
Dilemma into a Win-win Commons game, show the
potential for counter-intuitive solutions through
increased attention to co-management and joint
investment in commons.
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Working
with Institutional Artisans:
Co-evolutionary
Visions and Multiple Roles for Practitioner
Participation in Redesigning Commons
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Metaphors and Methods for Institutional SynthesisPanel on Water
Resource Governance and Design Principles.
Workshop on the Workshop IV, Workshop in Political
Theory and Policy Analysis, Indiana University,
Bloomington, June 3-6, 2009.
In the design space between blueprint panaceas and spontaneous order, what scope is there for deliberate institutional artisanship to apply ideas from institutional analysis and design (IAD) and related social science? This paper briefly surveys approaches to improving institutional design, focusing on applications for irrigated waterscapes and other contexts of institutional diversity. Concepts such as building, balancing, aligning, crafting, fitting, adapting, improvising, and navigating institutions identify assumptions and opportunities for influencing changes in collective action. Analysis suggests what may be necessary, favorable, vulnerable, feasible, or ideal, but better strategies are needed to foster the synthesis of diverse institutions that are not just workable, but good. The range of approaches available may include not only offering examples, enforcement, funding, technical diagnosis, and facilitation processes, but also expanding options, switching starting points, challenging assumptions, asking about design principles, and appreciative inquiry. Examples from irrigation in northeast Thailand and other parts of Southeast Asia illustrate challenges and opportunities for improving institutional artisanship. |
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Aiding Adaptive Co-management in IrrigationPaper read at “Governing Shared
Resources: Connecting Local experience to
Global Challenges,” International Association
for the Study of the Commons. Cheltenham,
England, July 14-18, 2008.
Shared governance of water flows and infrastructure poses a critical challenge for institutional design by water users and state agencies. Programs for participatory irrigation management (PIM) and irrigation management transfer (IMT) are often insufficient to achieve equitable water distribution and adequate infrastructure maintenance. If future responses to local and global challenges such as water scarcity and agricultural transformation only repeat past approaches, then they are likely to result in familiar frustrations and disappointments. Insights into potential solutions can be derived from understanding irrigation waterscapes as complex adaptive systems and from analysis of Samaritan's dilemmas and other social dilemmas affecting aid. |
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Community Priorities for Water Rights: Some Conjectures on Assumptions, Principles and ProgrammesIn Community-Based
Water Law and Water Resource Management Reform in
Developing Countries, edited by B. Van Koppen, M.
Giordano, and J. Butterworth, eds. Wallingford,
UK: CABI. 2007.
Increasing policy support for community participation in natural resources management has been challenged by questions about the feasibility, risks and results of such approaches. The application of participatory approaches for improving basin-scale water governance should be considered in light of critical analysis of community-based natural resources management and institutional design principles for common-property resources management. Problems of conflicting interests and contextual contingency (politics and history) illustrate the need for revising assumptions and expectations. A community perspective on principles for institutional design leads to distinct priorities for improving basin water allocation. Measures to support community involvement in basin water governance, such as legislative reform, legal empowerment, networking, advocacy, participatory planning, technical advice and facilitation should be formulated to fit community priorities for negotiating rights to water. |
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Irrigation Water Rights: Options for Pro-Poor ReformIrrigation
and
Drainage: Special
Issue: Irrigation and Poverty Alleviation:
Pro-poor Intervention Strategies in
Irrigated Agriculture. 56 (2-3) (April – July) 2007. Disempowerment and
deprivation of access to irrigation water
contribute to poverty. Water rights can yield
significant benefits for poor farmers, but changes
in water rights institutions pose risks if not
well designed and developed. This paper describes
pro-poor options for improving irrigation water
rights. Project interventions can deliberately
negotiate water rights, for example through share
systems, to reduce inequities in distribution and
target improved supplies to poor people. Recourse
to outside assistance for resolving water
conflicts offers protection against local
injustice, if water rights of user communities and
individuals are suitably recognized. Measurement
of water quantities, including suitable proxies
such as proportional division of flows and
time-based turns, makes rights meaningful and
management more accountable. Legal education and
aid can empower poor water users to understand and
defend their rights. Reforms in water rights can
be sequenced to prioritize secure rights for poor
water users. Thus, a range of institutional
options is available for designing and
implementing pro-poor reforms in irrigation water
rights.
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Reconstituting
Water
Rights: Pathways for Polycentric Praxis
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Water Rights Reform: Lessons for Institutional DesignEdited by Bryan Bruns, Claudia Ringler and Ruth Meinzen-Dick. Washington, D.C.: International Food Policy Research Institute. 2005. Internationally there is
growing understanding that water rights are
important and that a lack of effective water
rights systems creates major problems for the
management of increasingly scarce water supplies.
However, discussion of water rights has often
failed to recognize the range of available
institutional options, the rich diversity of
lessons from experience, and the need for
appropriate flexibility in adapting institutional
design to dynamic local conditions. In response to
these concerns, the editors and other colleagues
organized an international working conference,
held in Hanoi, Vietnam, in February 2003, which
brought together practitioners and researchers
working on water rights reform. To further share
ideas on improving water rights reform, this
volume presents revised versions of selected
papers from the conference. The focus is on
experiences with implementing water rights reform,
Cases come from countries in six continents, and
many of the authors draw on additional practical
experience and research in multiple countries and
regions.allocation systems, contributed empirical
and conceptual knowledge to the discussion.
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The Emergence of Polycentric Water Governance in Northern ThailandUraivan Tankimyong, Pakping Chalad
Bruns, and Bryan Randolph Bruns. In Asian
Irrigation in Transition: Responding to
Challenges, edited by Ganesh
Shivakoti, Douglas Vermillion, Wai Fung Lam,
Elinor Ostrom, Ujjwal Pradhan, and Robert
Yoder, New Delhi: Sage. 2005.
Polycentric water governance in northern Thailand is emerging in a complex set of interacting institutional transitions. Conflicts, including upstream-downstream contests over water quantity, water quality, and watershed land-uses, are co-evolving with self-reform processes within local irrigation institutions, diverse communities, government agencies, and civil society organizations. Changes in water governance bridge multiple scales: linking local organizations, convening subbasin forums, and engaging national debates about rights to land and water. |
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Routes to Water RightsIn Liquid
Relations: Contested Water Rights and
Legal Complexity, edited by Dik
Roth, Rutgerd Boelens, and Margreet
Zwarteveen, New Brunswick NJ: Rutgers
University Press. 2005.
Increasing competition and conflict over water resources bring pressures to more precisely define rights that are currently implicit and embodied in a complex variety of institutions influencing access to water. This paper explores routes to efficiently developing water rights as a means for improving water resources management. Adaptive strategies that acknowledge and work with legal complexity may be more effective than overambitious policies that ignore or undermine local capacity for self-governance. Examples from Southeast Asia illustrate some of the challenges involved in changing water allocation institutions. Methods for optimizing the transaction costs of reforming water rights are reviewed. Transaction costs tend to increase with expansion in the scope and scale of stakeholders, but may rise or fall along different pathways of institutional change. Development of water rights need not require imposing universal registration and quantification of rights, and could primarily rely on demand-driven processes emphasizing voluntary initiative, local knowledge, self-governance, and negotiation among stakeholders. As an alternative to recommendations that government agencies attempt to administer opportunity-cost water prices, accelerate formation of water markets, or impose uniformly formalized water tenure, adaptive strategies acknowledging and capable of interacting with the legal complexity of existing water allocation institutions may offer more feasible, equitable, and efficient routes to improving water management. |
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From
Voice to Empowerment: Rerouting Irrigation
Reform in Indonesia
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Strengthening
Collective Action
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Water
Tenure Reform: Developing an Extended Ladder of
Participation
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Participation in Nanotechnology: Methods and ChallengesPaper read at
Information to Empowerment: A Global
Perspective. International Association for
Public Participation. Ottawa Canada, May 19-22,
2003.
There are increasing calls for better public participation in responding to the social and ethical issues expected to arise with nanotechnology research and development. Using a framework of different levels of participation, this paper discusses relevant methods for improving participation. Key challenges concern risk communication, dealing with disruptive technologies, and the possibilities for participatory governance in research and development communities. |
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Negotiating
Transitions in Water Rights
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Water
Rights: A Synthesis Paper on Institutional
Options for Improving Water Allocation
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Frameworks for Water Rights: An Overview of Institutional OptionsBryan Bruns and Ruth Meinzen-Dick. Chapter 1 in Water Rights Reform: Lessons for Institutional Design. International Food Policy Research Institute. 2005. This chapter offers an overview of institutional options for water rights. It introduces reasons why water rights are important and are receiving increasing attention, and then presents general principles related to property rights. Various institutional arrangements may regulate socially accepted claims to water, including self-governance, agency administration, and water markets. Methods for improving water rights and water allocation institutions include forming forums, clarifying water rights, planning and modeling techniques, and capacity building for specialized management agencies. Institutional options for improving water rights can be combined into a framework that draws optimally on the strengths of various water allocation institutions. |
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Reforming Water Rights: Governance, Tenure, and TransfersBryan Randolph
Bruns, Claudia Ringler, and Ruth Meinzen-Dick.
Chapter 12 in Water
Rights Reform: Lessons for Institutional Design.
International Food Policy Research Institute.
2005.
Water rights can be useful tools for protecting availability of water for basic needs, securing irrigation deliveries, increasing urban water supplies, and enhancing environmental flows. The water rights reforms reviewed in this book show some common patterns in performance problems that induce institutional change, initiative by government, increases in stake- holder consultation, concern with transferability of water rights, and con- tinuing challenges in implementing new policies and responding to environ- mental needs. As a whole, reform experience suggests that institutional design should pay much more attention to the time dimension of water rights reforms. A phased approach offers a practical pathway to making reforms more effective in (1) redesigning water governance, (2) resolving water tenure, and (3) regulating transfers of water rights. To help guide future reform efforts, research priorities include improving understanding of existing forms of rights to water, analyzing critical factors for institutional design, advance testing of alternative rules, and empirical assessment of institutional alternatives. |
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Water Rights and Legal Pluralism: Four Contexts for NegotiationBryan Bruns and Ruth Meinzen-Dick.
Natural
Resources Forum 25 (1): 1-10. 2002.
Increasing
water scarcity is increasing pressure on water
management institutions, particularly water
rights. A common response is to formalize
water tenure, but that is only one of several
options for securing access and resolving
conflicts concerning water allocation.
This article looks at four contexts where
negotiation, self-governance and concepts of
legal pluralism may help improve water resource
management. Existing users and potential new
users need to negotiate before water resources
are developed. Users can participate in forums
enabled to solve basin management problems
through self-governance. Negotiated water
transfers offer an alternative to water
acquisition by expropriation. |
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Open
Sourcing Nanotechnology Research and
Development: Issues and Opportunities
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Exchange Visits as a Learning and Networking ToolExchange visits can be a useful tool, but deserve careful preparation in order to make them effective and avoid wasting the time of visitors and hosts. Part One of this paper explores practical issues in planning and conducting exchange visits, while Part Two looks at the values, principles and paradigms of peer-to-peer learning and sharing that can be enhanced through exchange visits, |
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Negotiating Water RightsEdited by Bryan Bruns and Ruth Meinzen-Dick. London: Intermediate Technology Publications. New Delhi: Vistaar Division of Sage Publications, India. 2000. |
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Nanotechnology and the Commons: Implications of Open Source Abundance in Millenial Quasi-CommonsConstituting the Commons: Crafting Sustainable Commons in the New Millennium Eighth Conference of the International Association for the Study of Common Property Bloomington, Indiana, USA, May 31-June 4, 2000 |
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Making Irrigators' Organizations CreditworthyIn Irrigators’ Organisations: Government Actions Towards Effective Irrigators’ Organisations with special reference to Lao PDR and Vietnam. |
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Water Rights Questions
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Renegotiating Water Rights: Directions for Improving Public Participation in South and Southeast AsiaBryan Bruns and Ruth Meinzen-Dick. Participation in Turbulent Times 1997 Conference of the International Association for Public Participation Toronto, September 8, 1997 |
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Participatory Management for Agricultural Water Control in Vietnam: Challenges and OpportunitiesBackground paper presented at the National Seminar on Participatory Irrigation Management in Vietnam. April 7-11, 1997. Vinh City, Nghe An, Vietnam. |
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Participatory Irrigation Management in Indonesia: Lessons from Experience and Issues for the Futureby Bryan Bruns and Helmi. Background paper presented at the National Seminar on Participatory Irrigation Management in Indonesia. November 4-8, 1996. Jakarta, Indonesia. |
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Village
Telephones: Socioeconomic Impacts and
Implications for Rural Futures
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Promoting
Participation in Irrigation: Reflections on
Experience in Southeast Asia
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Just Enough Organization: Water Users Associations and Episodic Mobilization
Visi: Irigasi
Indonesia 6
(February 1992): 33-41
Much effort has been invested in forming water users associations (WUA), unfortunately often with little result. On their own farmers tend to take a minimalist approach to irrigation organization, relying where possible on informal, episodic mobilization to accomplish specific tasks. WUA development will be more successful if it is focused in the same way. Flexible, responsive intervention and an enabling institutional framework can provide resources - legal, technical and financial - to assist WUA in developing just enough organization to manage irrigation systems well. |
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Distributed Information Systems for Farmer-Managed Irrigationin Information Support Systems for Farmer Managed Irrigation, edited by Fay Lauraya, C.M. Wijayaratna and Douglas Vermillion. Colombo, Sri Lanka: IIMI: 1994. Management information
systems should enable managers to make better
decisions. If farmers operate and maintain
irrigation systems, then inventories and other
information systems should serve them, as well as
irrigation agency staff and others who provide
services for farmer managed irrigation. This paper
explores some conceptual principles for developing
efficient information systems to support farmer
management of irrigation. |
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Design for Participation: Elephant Ears, Crocodile Teeth and Variable Crest Weirs in Northeast ThailandIn Design Issues in Farmer-Managed Irrigation Systems, edited by R. Yoder and J. Thurston. 1990. Colombo, Sri Lanka, IIMI. |
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Invisible Irrigation: Water Management in Northeast Thailand
Farmer Managed Irrigation Systems
Newsletter, International Irrigation Management
Institute, Sri Lanka 1987 (2): 13-15.
Irrigation systems developed by farmers are far less conspicuous than the dams and concrete canals of large government constructed projects. Indigenous irrigation systems are extensions of existing systems of water management, rather than being constructed according to an outside blueprint. The resulting system of of pipes, field to field flows and roadside ditches may be almost invisible to anyone who is not specifically looking for it. In this essay I would like to point out some of the physical elements of indigenous water management technology in northeast Thailand, in order to help make it more visible, and raise some questions about its implications for irrigation development. |
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